- Highlights from Breakout Discussions: Tenth Annual CAQ SymposiumPublications Highlights from Breakout Discussions: Tenth Annual CAQ Symposium Tuesday, September 4, 2018 Download PDF At the Tenth Annual CAQ Symposium, attendees were assigned to small groups to discuss issues raised in the two panel presentations: Panel I: Navigating the Challenges of New Standards: Lessons for the Future Panel II: Evolving Needs for the Audit...September 4th, 2018
Event, Academics, Auditors, Audit Quality - Tenth Annual CAQ SymposiumPublications Tenth Annual CAQ Symposium Sunday, August 5, 2018 August 5, 2018 Washington, DC Hosted by BDO USA, LLP Academic scholars and top practitioners from the CAQ’s Governing Board Member firms gathered for the Tenth Annual CAQ Symposium, held this year on August 5, 2018 in Washington, DC. The event is a key part of the...September 4th, 2018Academics, Auditors, Audit Quality
- Meeting Highlights | SEC Regulations Committee, September 2018September 1st, 2018SEC Meeting Notes, SEC Regulations Committee
- Episode 61 of "Profession in Focus" Features Independent Director Jan BabiakVideo Episode 61 of “Profession in Focus” Features Independent Director Jan Babiak Wednesday, August 22, 2018 Episode 61 of “Profession in Focus” features Jan Babiak, who serves on the boards of Walgreens Boots Alliance, Inc., Bank of Montreal, and Euromoney Institutional Investors. Babiak offers insights on the benefits of enhancing audit committee disclosure,...August 22nd, 2018Video, Audit Committee, Auditors, Company Management, Cybersecurity
- CAQ Alert #2018-04 - Broker's and Dealer's Use of a Service OrganizationAlert CAQ Alert #2018-04 – Broker’s and Dealer’s Use of a Service Organization Wednesday, August 22, 2018 Download PDF CAQ Alert #2018-04 – Broker’s and Dealer’s Use of a Service Organization focuses on the use of service organizations, as this is an area that can require significant auditor judgment when planning and performing...August 21st, 2018Alert, Auditors, Broker Dealers, Global
- CAQ Alert #2018-03 - PCAOB Report on 2017 Inspections of Brokers and DealersAlert CAQ Alert #2018-03 – PCAOB Report on 2017 Inspections of Brokers and Dealers Tuesday, August 21, 2018 Download PDF On August 20, 2018, the PCAOB issued its Annual Report on the Interim Inspection Program Related to Audits of Brokers and Dealers (Annual Report). Consistent with prior years, audit and attestation deficiencies were...August 21st, 2018Alert, Auditors, Broker Dealers, Global
- IESBA: Professional Skepticism - Meeting Public ExpectationsComment Letter IESBA: Professional Skepticism – Meeting Public Expectations Wednesday, August 15, 2018 Download PDF In this August 2018 comment letter, the CAQ provides input on a Consultation Paper, “Professional Skepticism – Meeting Public Expectations,” from the International Ethics Standards Board for Accountants (IESBA). Emphasizing the importance of professional skepticism and judgment to...August 15th, 2018Comment Letter, Auditors, Global, Policymakers, Anti-Fraud, Audit Quality
- Public Policy and Technical Alert, July 2018Alert Public Policy and Technical Alert, July 2018 Friday, August 3, 2018 Download PDF As part of the Center for Audit Quality’s ongoing effort to keep members and stakeholders informed on significant public policy and accounting matters, we are pleased to offer the Public Policy and Technical Alert (PPTA). Each month, the PPTA...August 3rd, 2018Newsletter, Auditors, Policymakers
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